Science, Mind, and Limits
of Understanding
The Science and Faith Foundation (STOQ), The
Vatican, January 2014
By Noam Chomsky
February 14, 2015 "ICH"
- One of the most profound insights into
language and mind, I think, was Descartes’s
recognition of what we may call “the
creative aspect of language use”: the
ordinary use of language is typically
innovative without bounds, appropriate to
circumstances but not caused by them – a
crucial distinction – and can engender
thoughts in others that they recognize they
could have expressed themselves. Given the
intimate relation of language and thought,
these are properties of human thought as
well. This insight is the primary basis for
Descartes’s scientific theory of mind and
body. There is no sound reason to question
its validity, as far as I am aware. Its
implications, if valid, are far-reaching,
among them what it suggests about the limits
of human understanding, as becomes more
clear when we consider the place of these
reflections in the development of modern
science from the earliest days.
It is important to bear in
mind that insofar as it was grounded in
these terms, Cartesian dualism was a
respectable scientific theory, proven wrong
(in ways that are often misunderstood), but
that is the common fate of respectable
theories.
The background is the
so-called “mechanical philosophy” –
mechanical science in modern terminology.
This doctrine, originating with Galileo and
his contemporaries, held that the world is a
machine, operating by mechanical principles,
much like the remarkable devices that were
being constructed by skilled artisans of the
day and that stimulated the scientific
imagination much as computers do today;
devices with gears, levers, and other
mechanical components, interacting through
direct contact with no mysterious forces
relating them. The doctrine held that the
entire world is similar: it could in
principle be constructed by a skilled
artisan, and was in fact created by a
super-skilled artisan. The doctrine was
intended to replace the resort to “occult
properties” on the part of the
neoscholastics: their appeal to mysterious
sympathies and antipathies, to forms
flitting through the air as the means of
perception, the idea that rocks fall and
steam rises because they are moving to their
natural place, and similar notions that were
mocked by the new science.
The mechanical philosophy
provided the very criterion for
intelligibility in the sciences. Galileo
insisted that theories are intelligible, in
his words, only if we can “duplicate [their
posits] by means of appropriate artificial
devices.” The same conception, which became
the reigning orthodoxy, was maintained and
developed by the other leading figures of
the scientific revolution: Descartes,
Leibniz, Huygens, Newton, and others.
Today Descartes is
remembered mainly for his philosophical
reflections, but he was primarily a working
scientist and presumably thought of himself
that way, as his contemporaries did. His
great achievement, he believed, was to have
firmly established the mechanical
philosophy, to have shown that the world is
indeed a machine, that the phenomena of
nature could be accounted for in mechanical
terms in the sense of the science of the
day. But he discovered phenomena that
appeared to escape the reach of mechanical
science. Primary among them, for Descartes,
was the creative aspect of language use, a
capacity unique to humans that cannot be
duplicated by machines and does not exist
among animals, which in fact were a variety
of machines, in his conception.
As a serious and honest
scientist, Descartes therefore invoked a new
principle to accommodate these
non-mechanical phenomena, a kind of creative
principle. In the substance philosophy of
the day, this was a new substance, res
cogitans, which stood alongside of res
extensa. This dichotomy constitutes the
mind-body theory in its scientific version.
Then followed further tasks: to explain how
the two substances interact and to devise
experimental tests to determine whether some
other creature has a mind like ours. These
tasks were undertaken by Descartes and his
followers, notably Géraud de Cordemoy; and
in the domain of language, by the
logician-grammarians of Port Royal and the
tradition of rational and philosophical
grammar that succeeded them, not strictly
Cartesian but influenced by Cartesian ideas.
All of this is normal
science, and like much normal science, it
was soon shown to be incorrect. Newton
demonstrated that one of the two substances
does not exist: res extensa. The properties
of matter, Newton showed, escape the bounds
of the mechanical philosophy. To account for
them it is necessary to resort to
interaction without contact. Not
surprisingly, Newton was condemned by the
great physicists of the day for invoking the
despised occult properties of the
neo-scholastics. Newton largely agreed. He
regarded action at a distance, in his words,
as “so great an Absurdity, that I believe no
Man who has in philosophical matters a
competent Faculty of thinking, can ever fall
into it.” Newton however argued that these
ideas, though absurd, were not “occult” in
the traditional despised sense.
Nevertheless, by invoking this absurdity, we
concede that we do not understand the
phenomena of the material world. To quote
one standard scholarly source, “By
`understand’ Newton still meant what his
critics meant: `understand in mechanical
terms of contact action’.”
It is commonly believed
that Newton showed that the world is a
machine, following mechanical principles,
and that we can therefore dismiss “the ghost
in the machine,” the mind, with appropriate
ridicule. The facts are the opposite: Newton
exorcised the machine, leaving the ghost
intact. The mind-body problem in its
scientific form did indeed vanish as
unformulable, because one of its terms,
body, does not exist in any intelligible
form. Newton knew this very well, and so did
his great contemporaries.
John Locke wrote that we
remain in “incurable ignorance of what we
desire to know” about matter and its
effects, and no “science of bodies [that
provides true explanations is] within our
reach.” Nevertheless, he continued, he was
“convinced by the judicious Mr. Newton’s
incomparable book, that it is too bold a
presumption to limit God’s power, in this
point, by my narrow conceptions.” Though
gravitation of matter to matter is
“inconceivable to me,” nevertheless, as
Newton demonstrated, we must recognize that
it is within God’s power “to put into
bodies, powers and ways of operations, above
what can be derived from our idea of body,
or can be explained by what we know of
matter.” And thanks to Newton’s work, we
know that God “has done so.” The properties
of the material world are “inconceivable to
us,” but real nevertheless. Newton
understood the quandary. For the rest of his
life, he sought some way to overcome the
absurdity, suggesting various possibilities,
but not committing himself to any of them
because he could not show how they might
work and, as he always insisted, he would
not “feign hypotheses” beyond what can be
experimentally established.
Replacing the theological
with a cognitive framework, David Hume
agreed with these conclusions. In his
history of England, Hume describes Newton as
“the greatest and rarest genius that ever
arose for the ornament and instruction of
the species.” His most spectacular
achievement was that while he “seemed to
draw the veil from some of the mysteries of
nature, he shewed at the same time the
imperfections of the mechanical philosophy;
and thereby restored [Nature’s] ultimate
secrets to that obscurity, in which they
ever did and ever will remain.”
As the import of Newton’s
discoveries was gradually assimilated in the
sciences, the “absurdity’ recognized by
Newton and his great contemporaries became
scientific common sense. The properties of
the natural world are inconceivable to us,
but that does not matter. The goals of
scientific inquiry were implicitly
restricted: from the kind of conceivability
that was a criterion for true understanding
in early modern science from Galileo through
Newton and beyond, to something much more
limited: intelligibility of theories about
the world. This seems to me a step of
considerable significance in the history of
human thought and inquiry, more so than is
generally recognized, though it has been
understood by historians of science.
Friedrich Lange, in his
classic 19th century history of materialism,
observed that we have “so accustomed
ourselves to the abstract notion of forces,
or rather to a notion hovering in a mystic
obscurity between abstraction and concrete
comprehension, that we no longer find any
difficulty in making one particle of matter
act upon another without immediate
contact,…through void space without any
material link. From such ideas the great
mathematicians and physicists of the
seventeenth century were far removed. They
were all in so far genuine Materialists in
the sense of ancient Materialism that they
made immediate contact a condition of
influence.” This transition over time is
“one of the most important turning-points in
the whole history of Materialism,” he
continued, depriving the doctrine of much
significance, if any at all. “What Newton
held to be so great an absurdity that no
philosophic thinker could light upon it, is
prized by posterity as Newton’s great
discovery of the harmony of the universe!”
Similar conclusions are
commonplace in the history of science. In
the mid-twentieth century, Alexander Koyré
observed that Newton demonstrated that “a
purely materialistic pattern of nature is
utterly impossible (and a purely
materialistic or mechanistic physics, such
as that of Lucretius or of Descartes, is
utterly impossible, too)”; his mathematical
physics required the “admission into the
body of science of incomprehensible and
inexplicable `facts’ imposed up on us by
empiricism,” by what is observed and our
conclusions from these observations.
With the disappearance of
the scientific concept of body (material,
physical, etc.), what happens to the “second
substance,” res cogitans/mind, which was
left untouched by Newton’s startling
discoveries? A plausible answer was
suggested by John Locke, also within the
reigning theological framework. He wrote
that just as God added to matter such
inconceivable properties as gravitational
attraction, he might also have “superadded”
to matter the capacity of thought. In the
years that followed, Locke’s “God” was
reinterpreted as “nature,” a move that
opened the topic to inquiry. That path was
pursued extensively in the years that
followed, leading to the conclusion that
mental processes are properties of certain
kinds of organized matter. Restating the
fairly common understanding of the time,
Charles Darwin, in his early notebooks,
wrote that there is no need to regard
thought, “a secretion of the brain,” as
“more wonderful than gravity, a property of
matter” – all inconceivable to us, but that
is not a fact about the external world;
rather, about our cognitive limitations.
It is of some interest
that all of this has been forgotten, and is
now being rediscovered. Nobel laureate
Francis Crick, famous for the discovery of
DNA, formulated what he called the
“astonishing hypothesis” that our mental and
emotional states are “in fact no more than
the behavior of a vast assembly of nerve
cells and their associated molecules.” In
the philosophical literature, this
rediscovery has sometimes been regarded as a
radical new idea in the study of mind. To
cite one prominent source, the radical new
idea is “the bold assertion that mental
phenomena are entirely natural and caused by
the neurophysiological activities of the
brain.” In fact, the many proposals of this
sort reiterate, in virtually the same words,
formulations of centuries ago, after the
traditional mind-body problem became
unformulable with Newton’s demolition of the
only coherent notion of body (or physical,
material, etc.). For example, 18th century
chemist/philosopher Joseph Priestley’s
conclusion that properties “termed mental”
reduce to “the organical structure of the
brain,” stated in different words by Locke,
Hume, Darwin, and many others, and almost
inescapable, it would seem, after the
collapse of the mechanical philosophy that
provided the foundations for early modern
science, and its criteria of
intelligibility.
The last decade of the
twentieth century was designated “the Decade
of the Brain.” In introducing a collection
of essays reviewing its results,
neuroscientist Vernon Mountcastle formulated
the guiding theme of the volume as the
thesis of the new biology that “Things
mental, indeed minds, are emergent
properties of brains, [though] these
emergences are…produced by principles that…
we do not yet understand” – again
reiterating eighteenth century insights in
virtually the same words.
The phrase “we do not yet
understand,” however, should strike a note
of caution. We might recall Bertrand
Russell’s observation in 1927 that chemical
laws “cannot at present be reduced to
physical laws.” That was true, leading
eminent scientists, including Nobel
laureates, to regard chemistry as no more
than a mode of computation that could
predict experimental results, but not real
science. Soon after Russell wrote, it was
discovered that his observation, though
correct, was understated. Chemical laws
never would be reducible to physical laws,
as physics was then understood. After
physics underwent radical changes, with the
quantum-theoretic revolution, the new
physics was unified with a virtually
unchanged chemistry, but there was never
reduction in the anticipated sense.
There may be some lessons
here for neuroscience and philosophy of
mind. Contemporary neuroscience is hardly as
well-established as physics was a century
ago. There are what seem to me to be cogent
critiques of its foundational assumptions,
notably recent work by cognitive
neuroscientists C.R. Gallistel and Adam
Philip King. The common slogan that study of
mind is neuroscience at an abstract level
might turn out to be just as misleading as
comparable statements about chemistry and
physics ninety years ago. Unification may
take place, but that might require radical
rethinking of the neurosciences, perhaps
guided by computational theories of
cognitive processes, as Gallistel and King
suggest.
The development of
chemistry after Newton also has lessons for
neuroscience and cognitive science. The 18th
century chemist Joseph Black recommended
that “chemical affinity be received as a
first principle, which we cannot explain any
more than Newton could explain gravitation,
and let us defer accounting for the laws of
affinity, till we have established such a
body of doctrine as he has established
concerning the laws of gravitation.” The
course Black outlined is the one that was
actually followed as chemistry proceeded to
establish a rich body of doctrine. Historian
of chemistry Arnold Thackray observes that
the “triumphs” of chemistry were “built on
no reductionist foundation but rather
achieved in isolation from the newly
emerging science of physics.” Interestingly,
Thackray continues, Newton and his followers
did attempt to “pursue the thoroughly
Newtonian and reductionist task of
uncovering the general mathematical laws
which govern all chemical behavior” and to
develop a principled science of chemical
mechanisms based on physics and its concepts
of interactions among “the ultimate
permanent particles of matter.” But the
Newtonian program was undercut by Dalton’s
“astonishingly successful
weight-quantification of chemical units,”
Thackray continues, shifting “the whole area
of philosophical debate among chemists from
that of chemical mechanisms (the why? of
reaction) to that of chemical units (the
what? and how much?),” a theory that “was
profoundly antiphysicalist and
anti-Newtonian in its rejection of the unity
of matter, and its dismissal of short-range
forces.” Continuing, Thackray writes that
“Dalton’s ideas were chemically successful.
Hence they have enjoyed the homage of
history, unlike the philosophically more
coherent, if less successful, reductionist
schemes of the Newtonians.”
Adopting contemporary
terminology, we might say that Dalton
disregarded the “explanatory gap” between
chemistry and physics by ignoring the
underlying physics, much as post-Newtonian
physicists disregarded the explanatory gap
between Newtonian dynamics and the
mechanical philosophy by rejecting the
latter, and thereby tacitly lowering the
goals of science in a highly significant
way, as I mentioned.
Contemporary studies of
mind are deeply troubled by the “explanatory
gap” between the science of mind and
neuroscience – in particular, between
computational theories of cognition,
including language, and neuroscience. I
think they would be well-advised to take
seriously the history of chemistry. Today’s
task is to develop a “body of doctrine” to
explain what appear to be the critically
significant phenomena of language and mind,
much as chemists did. It is of course wise
to keep the explanatory gap in mind, to seek
ultimate unification, and to pursue what
seem to be promising steps towards
unification, while nevertheless recognizing
that as often in the past, unification may
not be reduction, but rather revision of
what is regarded as the “fundamental
discipline,” the reduction basis, the brain
sciences in this case.
Locke and Hume, and many
less-remembered figures of the day,
understood that much of the nature of the
world is “inconceivable” to us. There were
actually two different kinds of reasons for
this. For Locke and Hume, the reasons were
primarily epistemological. Hume in
particular developed the idea that we can
only be confident of immediate impressions,
of “appearances.” Everything else is a
mental construction. In particular, and of
crucial significance, that is true of
identity through time, problems that trace
back to the pre-Socratics: the identity of a
river or a tree or most importantly a person
as they change through time. These are
mental constructions; we cannot know whether
they are properties of the world, a
metaphysical reality. As Hume put the
matter, we must maintain “a modest
skepticism to a certain degree, and a fair
confession of ignorance in subjects, that
exceed all human capacity” – which for Hume
includes virtually everything beyond
appearances. We must “refrain from
disquisitions concerning their real nature
and operations.” It is the imagination that
leads us to believe that we experience
external continuing objects, including a
mind or self. The imagination, furthermore,
is “a kind of magical faculty in the soul,
which…is inexplicable by the utmost efforts
of human understanding,” so Hume argued.
A different kind of reason
why the nature of the world is inconceivable
to us was provided by “the judicious Mr.
Newton,” who apparently was not interested
in the epistemological problems that vexed
Locke and Hume. Newton scholar Andrew Janiak
concludes that Newton regarded such global
skepticism as “irrelevant – he takes the
possibility of our knowledge of nature for
granted.” For Newton, “the primary epistemic
questions confronting us are raised by
physical theory itself.” Locke and Hume, as
I mentioned, took quite seriously the new
science-based skepticism that resulted from
Newton’s demolition of the mechanical
philosophy, which had provided the very
criterion of intelligibility for the
scientific revolution. That is why Hume
lauded Newton for having “restored
[Nature’s] ultimate secrets to that
obscurity, in which they ever did and ever
will remain.”
For these quite different
kinds of reasons, the great figures of the
scientific revolution and the Enlightenment
believed that there are phenomena that fall
beyond human understanding. Their reasoning
seems to me substantial, and not easily
dismissed. But contemporary doctrine is
quite different. The conclusions are
regarded as a dangerous heresy. They are
derided as “the new mysterianism,” a term
coined by philosopher Owen Flanagan, who
defined it as “a postmodern position
designed to drive a railroad spike through
the heart of scientism.” Flanagan is
referring specifically to explanation of
consciousness, but the same concerns hold of
mental processes in general.
The “new mysterianism” is
compared today with the “old mysterianism,”
Cartesian dualism, its fate typically
misunderstood. To repeat, Cartesian dualism
was a perfectly respectable scientific
doctrine, disproven by Newton, who exorcised
the machine, leaving the ghost intact,
contrary to what is commonly believed.
The “new mysterianism,” I
believe, is misnamed. It should be called
“truism” -- at least, for anyone who accepts
the major findings of modern biology, which
regards humans as part of the organic world.
If so, then they will be like all other
organisms in having a genetic endowment that
enables them to grow and develop to their
mature form. By simple logic, the endowment
that makes this possible also excludes other
paths of development. The endowment that
yields scope also establishes limits. What
enables us to grow legs and arms, and a
mammalian visual system, prevents us from
growing wings and having an insect visual
system.
All of this is indeed
truism, and for non-mystics, the same should
be expected to hold for cognitive
capacities. We understand this well for
other organisms. Thus we are not surprised
to discover that rats are unable to run
prime number mazes no matter how much
training they receive; they simply lack the
relevant concept in their cognitive
repertoire. By the same token, we are not
surprised that humans are incapable of the
remarkable navigational feats of ants and
bees; we simply lack the cognitive
capacities, though we can sometimes
duplicate their feats with sophisticated
instruments. The truisms extend to higher
mental faculties. For such reasons, we
should, I think, be prepared to join the
distinguished company of Newton, Locke, Hume
and other dedicated mysterians.
For accuracy, we should
qualify the concept of “mysteries” by
relativizing it to organisms. Thus what is a
mystery for rats might not be a mystery for
humans, and what is a mystery for humans is
instinctive for ants and bees.
Dismissal of mysterianism
seems to me one illustration of a widespread
form of dualism, a kind of epistemological
and methodological dualism, which tacitly
adopts the principle that study of mental
aspects of the world should proceed in some
fundamentally different way from study of
what are considered physical aspects of the
world, rejecting what are regarded as
truisms outside the domain of mental
processes. This new dualism seems to me
truly pernicious, unlike Cartesian dualism,
which was respectable science. The new
methodological dualism, in contrast, seems
to me to have nothing to recommend it.
Far from bewailing the
existence of mysteries-for-humans, we should
be extremely grateful for it. With no limits
to growth and development, our cognitive
capacities would also have no scope.
Similarly, if the genetic endowment imposed
no constraints on growth and development of
an organism it could become only a shapeless
amoeboid creature, reflecting accidents of
an unanalyzed environment, each quite unlike
the next. Classical aesthetic theory
recognized the same relation between scope
and limits. Without rules, there can be no
genuinely creative activity, even when
creative work challenges and revises
prevailing rules.
Contemporary rejection of
mysterianism – that is, truism – is quite
widespread. One recent example that has
received considerable attention is an
interesting and informative book by
physicist David Deutsch. He writes that
potential progress is “unbounded” as a
result of the achievements of the
Enlightenment and early modern science,
which directed science to the search for
best explanations. As philosopher/physicist
David Albert expounds his thesis, “with the
introduction of that particular habit of
concocting and evaluating new hypotheses,
there was a sense in which we could do
anything. The capacities of a community that
has mastered that method to survive, and to
learn, and to remake the world according to
its inclinations, are (in the long run)
literally, mathematically, infinite.”
The quest for better
explanations may well indeed be infinite,
but infinite is of course not the same as
limitless. English is infinite, but doesn’t
include Greek. The integers are an infinite
set, but do not include the reals. I cannot
discern any argument here that addresses the
concerns and conclusions of the great
mysterians of the scientific revolution and
the Enlightenment.
We are left with a serious
and challenging scientific inquiry: to
determine the innate components of our
cognitive nature in language, perception,
concept formation, reflection, inference,
theory construction, artistic creation, and
all other domains of life, including the
most ordinary ones. By pursuing this task we
may hope to determine the scope and limits
of human understanding, while recognizing
that some differently structured
intelligence might regard human mysteries as
simple problems and wonder that we cannot
find the answers, much as we can observe the
inability of rats to run prime number mazes
because of the very design of their
cognitive nature.
There is no contradiction
in supposing that we might be able to probe
the limits of human understanding and try to
sharpen the boundary between problems that
fall within our cognitive range and
mysteries that do not. There are possible
experimental inquiries. Another approach
would be to take seriously the concerns of
the great figures of the early scientific
revolution and the Enlightenment: to pay
attention to what they found
“inconceivable,” and particularly their
reasons. The “mechanical philosophy” itself
has a claim to be an approximation to common
sense understanding of the world, a
suggestion that might be clarified by
experimental inquiry. Despite much
sophisticated commentary, it is also hard to
escape the force of Descartes’s conviction
that free will is “the noblest thing” we
have, that “there is nothing we comprehend
more evidently and more perfectly” and that
“it would be absurd” to doubt something that
“we comprehend intimately, and experience
within ourselves” merely because it is “by
its nature incomprehensible to us,” if
indeed we do not “have intelligence enough”
to understand the workings of mind, as he
speculated. Concepts of determinacy and
randomness fall within our intellectual
grasp. But it might turn out that “free
actions of men” cannot be accommodated in
these terms, including the creative aspect
of language and thought. If so, that might
be a matter of cognitive limitations – which
would not preclude an intelligible theory of
such actions, far as this is from today’s
scientific understanding.
Honesty should lead us to
concede, I think, that we understand little
more today about these matters than the
Spanish physician-philosopher Juan Huarte
did 500 years ago when he distinguished the
kind of intelligence humans shared with
animals from the higher grade that humans
alone possess and is illustrated in the
creative use of language, and proceeding
beyond that, from the still higher grade
illustrated in true artistic and scientific
creativity. Nor do we even know whether
these are questions that lie within the
scope of human understanding, or whether
they fall among what Hume took to be
Nature’s ultimate secrets, consigned to
“that obscurity in which they ever did and
ever will remain.”